Director of Compliance and Risk Management
Hybrid · Miami, Florida, United States
Job Summary
The Director of Compliance and Risk Management is responsible for leading compliance operations, ensuring adherence to mortgage regulations, and conducting advertising and marketing compliance reviews. This hands-on role involves overseeing monitoring, regulatory reporting, and training compliance analysts. The position requires strong expertise in compliance regulations, significant experience with Encompass, and the ability to implement technology-driven compliance solutions. The candidate will work cross-functionally with various departments and manage escalations related to compliance issues, ensuring data integrity and readiness for audits.
Required Qualifications
- 10+ years of mortgage regulatory compliance experience with progressive leadership responsibility
- Demonstrated expertise in advertising and marketing compliance
- Strong working knowledge of TRID, TILA, RESPA, HMDA, Fair Lending, State Licensing, State Reporting, MCR, and Privacy
- Hands-on experience with Encompass, disclosure engines, and watchlist screening systems
- Proven ability to assess compliance processes for automation potential and lead implementation of technology-driven solutions
- Strong analytical, problem-solving, and cross-functional communication skills
- Experience supporting regulatory examinations, audits, and remediation
- Background in compliance governance, policy development, and change management
- Familiarity with system testing, control validation, and compliance technology implementations
Desired Qualifications
- Experience with Encompass and other ICE software and services
- Use of Copilot, Claude or other AI tools
- Industry certifications such as CRCM, CMB, or equivalent
- Legal education and/or training
Apply with one swipe on Sorce. We auto-fill applications and apply on your behalf — no cover letters, no 40-minute forms.
Hiring someone like this?
Get your role in front of qualified candidates on Sorce.