Director, Compliance Consulting
On-siteLondon, England, United Kingdom
Job Summary
Interact with senior management of firms and regulatory authorities while acting as the key point of contact for daily engagement delivery. Oversee the delivery of complex regulatory reviews and projects, providing technical expertise on FCA regulations, registration, and ongoing compliance issues. Build and develop client relationships to source new opportunities, ensuring profitable service delivery through active management and process improvement. Lead team leadership efforts including training, mentoring, and developing staff at VP, Senior Associate, and Analyst levels. Produce regulatory articles, client alerts, and develop the Firm's response to new regulations while driving automation and technology deployment.
Required Qualifications
- Minimum of 8 years of experience working in-house, at a regulatory authority or within the legal/consulting/professional services industry, focused on regulatory compliance.
- Bachelor's degree is required.
- Proven client relationship experience; giving advice on regulatory matters and demonstrable strong technical skills in regulatory compliance issues.
- Detailed knowledge the regulations applicable to asset managers, alternative investment fund managers, and investment firms is required.
- Demonstrable experience in building and managing project teams to address complex issues and deliver practical, commercial solutions.
- Excellent oral and written communication skills with the ability to provide clear and concise analysis and recommendations.
- Ability to lead and manage day-to-day aspects of engagement activities and an ability to work with clients.
Desired Qualifications
- A sound knowledge of US (SEC and CFTC) requirements would be an advantage but not essential.
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