Corporate Branch Manager
$52,500–$63,750 year
Hybrid · Toronto, Ontario, Canada or Montréal, Quebec, Canada
Job Summary
Corporate Branch Manager responsible for leading compliance-focused operations across multiple offices, reviewing new account openings for suitability, supervising trades and client advice, maintaining and communicating compliance policies, and training field staff. Key activities include overseeing KYC updates, ensuring regulatory adherence, supporting the order affirmation and compliance teams, following up on trades, escalating issues, and providing expert guidance to the field to protect clients. The role emphasizes a collaborative, client-protected environment with a hybrid work arrangement in Montreal and Toronto, Canada, within a mutual fund/financial services context.
Required Qualifications
- University degree or equivalent post-secondary education
- Minimum 2-3 years of compliance supervision experience
- 3-5 years in the Mutual Fund Industry
- Completion of the Branch Managers Course or OPD Course or PDO Course
- Advanced level of French and English proficiency
Desired Qualifications
- University degree or equivalent post-secondary education
- Minimum 2-3 years of compliance supervision experience
- 3-5 years in the Mutual Fund Industry
- Completion of the Branch Managers Course or OPD Course or PDO Course
- Bilingual French and English proficiency
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