Control Manager Vice President
On-site · London, England, United Kingdom
Job Summary
Control Manager Vice President in Personal Investing leading the design and implementation of control frameworks to ensure regulatory compliance and operational excellence. Drive risk assessments, collaborate with business stakeholders to mitigate risks in existing and new products, monitor control effectiveness, provide training on risk management, contribute to the CORE program, and partner across functions (business, operations, legal, compliance, risk, audit, technology). Requires strong operational risk management experience in wealth management, familiarity with trade lifecycle processes, FCA regulatory knowledge (Suitability & Appropriateness, CASS, Consumer Duty), ability to translate risks into heatmaps, and proficiency with MS Office; leadership experience and willingness to work in a senior, cross-functional capacity in London. The role emphasizes governance, risk mitigation, and cross-departmental initiatives.
Required Qualifications
- Strong experience in operational risk management within product management, controls, compliance, audit, or wealth management
- Proven ability to identify risks and develop effective control mechanisms for both existing business and new product initiatives
- Excellent written and verbal communication skills, with the ability to influence stakeholders at all levels
- Experience partnering with business and stakeholders to manage remediation of operational risk issues
- Strong understanding of wealth management products, regulations, and associated risks
- Familiarity with trade lifecycle processes and ability to articulate control requirements (e.g. trade execution, capture and settlement)
- Strong knowledge of FCA requirements and regulatory expectations, including Suitability & Appropriateness, CASS, and Consumer Duty
- Ability to articulate key risks within business processes and translate these into risk and control heatmaps
- Effective time management and prioritization skills
- Detail-oriented with a high level of accuracy and integrity
- Proficient in Microsoft Office Suite (Word, Excel, PowerPoint, Visio)
- Preferred qualifications include Experience using JIRA, Confluence, Alteryx, or CORE
- Fluency in another European language
- Bachelor’s degree preferred
- Experience leading small teams or coaching junior team members
Apply with one swipe on Sorce. We auto-fill applications and apply on your behalf — no cover letters, no 40-minute forms.
Hiring someone like this?
Get your role in front of qualified candidates on Sorce.