Consultant, Regulatory Programs
$58,000–$93,000 year
Hybrid · Toronto, Ontario, Canada or Waterloo, Ontario, Canada
Job Summary
Consultant, Regulatory Programs within Retail Advice & Solutions focuses on supporting regulatory oversight programs and governance initiatives. Responsibilities include managing and executing run programs, maintaining program documentation and schedules, monitoring performance against metrics, supporting compliance initiatives, triaging inquiries, coordinating meetings and resources, driving continuous improvement projects, identifying bottlenecks, and compiling analyses and reports (status dashboards) for management. Required skills include university degree or equivalent experience, 3+ years in wealth/insurance/regulatory functions, process management or operations experience, strong organizational and communication skills, and proficiency with Microsoft Office. Preferred background includes regulatory/compliance experience in financial services and familiarity with oversight programs or governance; LLQP/LOMA designation is noted. The role offers hybrid work arrangements with locations in Waterloo and Toronto, Ontario, Canada.
Required Qualifications
- University degree or equivalent professional experience
- 3+ years of relevant experience in wealth, insurance, or regulatory functions
- Experience with process management, program coordination, or business operations
- Strong organizational and project management skills
- Excellent collaboration and communication skills (written and verbal)
- Proficiency in Microsoft Office (Excel, PowerPoint, Outlook)
- Strong analytical and problem-solving abilities
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