Compliance Testing & Monitoring Lead – US FinTech
$140,000–$190,000 year
On-siteBellville, Texas, United States
Job Summary
Design and execute a risk-based compliance monitoring and testing plan across AML/BSA, consumer compliance (UDAAP), and policy adherence. Perform control testing, thematic reviews, and quality assurance of compliance processes, including AML investigations and SAR governance. Document testing results, identify root causes, and partner with control owners to agree remediation actions and timelines. Maintain a central issues register and track remediation to closure with supporting evidence. Support internal/external audits and regulatory exams with well-organized workpapers and documentation. Develop compliance metrics and reporting for leadership and governance committees. This role reports to the CCO or Head of Compliance Assurance within a FinTech environment.
Required Qualifications
- 5–10 years in compliance testing/monitoring, internal audit, or compliance assurance within financial services or FinTech
- Strong understanding of AML/BSA and/or consumer compliance requirements and control testing methodologies
- Excellent documentation, analytical, and stakeholder management skills
Desired Qualifications
- Experience building testing programs in a scaling environment
- Familiarity with GRC tooling
- Professional certifications (e.g., CAMS, CRCM, CIA)
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