Compliance Testing Manager - Anti-Money Laundering (AML)
$151,900–$173,400 year
On-siteWilmington, Delaware, United States
Job Summary
Perform final test reviews to evaluate the accuracy of tests executed by compliance testers and adherence to processes and procedures. Analyze quality assurance trends to deliver actionable insights for management and produce practical resources to guide testers. Execute and manage the team's regulatory reporting, ensuring accuracy, timeliness, and proper review and approvals. Coordinate the preparation, submission, review, and approvals for all audit and exam deliverables. Design comprehensive training programs for new hires and ongoing skill development for existing staff. Lead innovation initiatives, including piloting new testing tools and AI-assisted methodologies. Manage the identification, tracking, and integration of AML regulatory changes to ensure integration into AML transaction testing. Develop test plans, continually validate and improve test design, and manage testing schedules to ensure completion within the appropriate timeframe. Identify the need for improved data sourcing and partner with business and IT areas to develop improved data sources. As needed, manage and develop the team of Compliance Testers and staffing assignments to ensure successful completion of calendar commitments.
Required Qualifications
- Bachelor's Degree or Military Experience
- At least 5 years of compliance testing, compliance, legal, audit, risk management, AML or Fraud investigation experience
- At least 2 years of people management experience
- Must be able to travel to various Capital One locations if necessary
Desired Qualifications
- 6+ years of Quality Assurance or compliance testing, compliance, legal, audit, risk management, AML or Fraud investigation experience
- 3+ years of people management experience
- Strong working knowledge of Suspicious Activity Report (SAR), Currency Transaction Report (CTR), and/or Suspicious Transaction Reports (STRs) filing requirements
- Strong working knowledge of both US and Canadian laws and regulations as they relate to AML and Sanctions
- Ability to prioritize among many conflicting needs and advocate a course of action while remaining flexible and responsible to dynamic situations
- Association of Certified Anti-Money Laundering Specialists (ACAMS), Certified Fraud Examiner (CFE), Certified Financial Crime Specialists (CFCS) or Certified Regulatory Compliance Manager (CRCM) certification
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