Compliance Tech BA
On-siteNew York City, New York, United States
Job Summary
Gather and analyze requirements across Registration, Compliance Advisory, Business Supervision, Employment Legal, and Control Room groups to define scope and technical specifications. Conduct stakeholder meetings, coordinate feedback, and update Business Requirements Documents (BRDs) to reflect approved changes. Collaborate with HR Tech and developers on system interfaces, mockups, demos, and test sample data to validate design and functionality. Execute comprehensive testing of system changes prior to release and coordinate screen and processing change requests. Support Rules Tracker and JFSI Traceability updates to maintain compliance and audit trail documentation. Manage JIRA tickets, assist with developer workload prioritization and capacity planning, and support governance meetings and status reporting. Provide subject matter expertise on E-Commerce Surveillance and assist with Trade Reporting Gaps initiative including legacy report migration to Sigma BI platform.
Required Qualifications
- 5–8 years of business analysis experience in a compliance, financial services, or regulated environment
- Proficiency with JRMS, FINRA Tracker, JIRA, and Rules Tracker platforms
- Strong requirements gathering, documentation, and testing expertise with demonstrated ability to translate business needs into technical specifications
- Working knowledge of Agile development methodologies and ability to collaborate effectively in iterative project environments
- Experience with JFSI Traceability and compliance change management processes
- Excellent communication and stakeholder management skills with ability to facilitate cross-functional discussions and resolve competing priorities
- Detail-oriented with strong organizational skills and ability to manage multiple concurrent workstreams in a fast-paced environment
Hiring someone like this?
Get your role in front of qualified candidates on Sorce.