Compliance Specialist I
$51,459–$54,496 year
HybridMelbourne, Florida, United States
Job Summary
Assess enterprise-wide compliance risks, including Fair Lending, HMDA, UDAAP, and Bank Secrecy Act regulations. Translate regulatory requirements into practical guidance and coordinate monitoring and testing across business units. Review formal complaints and member surveys to identify trends, then investigate root causes and recommend corrective actions. Serve as the point of contact for complaint intake, documentation, and resolution in accordance with internal policies and regulatory standards. Maintain accurate records of investigations and prepare regular reports summarizing complaint activity and compliance trends for management review. This role supports the Credit Union's three lines of defense to ensure safe, member-first service.
Required Qualifications
- High School Diploma or GED
- 1-3 years' of recent and applicable regulatory compliance experience in at least one of the following areas: enterprise-wide compliance, compliance risk management, fair lending, HMDA, and UDAAP
- Minimum 1 year experience in SCCU Training, Underwriting, Processing, Servicing, or Loss Prevention Department may be considered as equivalent experience
Desired Qualifications
- Bachelor's degree in a related field
- NCCO, CUCE, CRCM, or equivalent credit union or banking compliance certification
Hiring someone like this?
Get your role in front of qualified candidates on Sorce.