Compliance Specialist
On-siteLake Mary, Florida, United States
Job Summary
Review reports, logs, and transaction data daily to track activities and identify trends or unusual activity that indicate potential compliance risks. Perform periodic reviews of branch functions, lending, and deposit operations to ensure adherence to policies and regulations such as TISA, HMDA, and BSA/AML. Monitor and manage compliance training completion through FIS Reg U, creating materials and presenting sessions as needed. Review internal reports for accuracy, proactively identify deficiencies, and collaborate with management to develop solutions. Respond to inquiries across departments and execute additional duties as assigned by the Regulatory Compliance Manager. Maintain current understanding of banking rules and regulations while ensuring the bank aligns with legal standards and industry best practices.
Required Qualifications
- High School diploma or GED
- Minimum of 3 years of experience in deposit and lending compliance within a financial institution or auditing firm
- comprehensive understanding of banking operations and regulations
- Comprehensive understanding of lending and deposit operations
- banking regulations that govern them
- Excellent organizational skills
- ability to manage multiple tasks and projects efficiently and effectively
- Exceptional ability to analyze data
- identify compliance risks
- implement corrective actions when necessary
- Meticulous attention to detail
- Strong verbal and written communication skills
- ability to explain complex regulatory requirements
- Professional demeanor
- positive attitude
- ability to work effectively with colleagues at all levels of the organization
- Proficiency in compliance-related software
- MS Office Suite (Excel, Word, PowerPoint)
- Ability to work independently
- manage multiple priorities effectively
- meet deadlines
- maintain professionalism in high-pressure situations
- Strong ethical standards
- organizational and time management skills
- commitment to upholding the integrity of the institution
- Proactive mindset
- focus on continuous improvement in compliance processes
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