Compliance Risk Management Lead - Vice President
On-site · Wilmington, Delaware, United States
Job Summary
Senior Compliance Risk Management Lead (VP) responsible for 2LOD CCOR insurance risk and compliance for Property & Casualty within a major financial institution. Partners with business leaders to embed risk and compliance into product design, channels, and operations; reviews new products and marketing for regulatory compliance; translates regulatory requirements into actionable controls and governance; advises the 1LOD on process design; participates in regulatory exams; builds and maintains relationships across Legal, Risk, Controls, and Business leadership; conducts ongoing risk assessments, monitoring, and testing; monitors evolving insurance regulatory obligations and translates impact to the business. Requires deep P&C distribution/agency experience, multi-state oversight, and strong executive communication.
Required Qualifications
- Bachelor’s degree
- 8+ years in operational risk, compliance, or another 2LOD function with deep experience in P&C insurance and insurance distribution/agency model
- Product governance experience
- Regulatory requirements knowledge (state insurance regulations, advertising/marketing review)
- Experience leading multi-state insurance compliance oversight
- Strong communication, analytical, and problem-solving skills
- Executive presence and influence
- Ability to operate with ambiguity and build new capabilities
- Bachelor’s degree; Advanced degree or relevant certification preferred (CIC, CPCU, AINS, CRCM)
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