Compliance Risk Management Lead (Governance & Regulatory Exam) - Vice President
On-siteTampa, Florida, United States
Job Summary
Lead regulatory examinations and internal audits for the Monitoring & Testing Program, serving as the primary point of contact for regulators and auditors. Coordinate interactions to drive closure of requests, manage document submissions, and oversee end-to-end workflows for evidence development and remediation action plans. Track regulatory commitments, findings, and program effectiveness while producing leadership-ready status updates and escalation reports for senior management. Facilitate governance routines with the Testing Center of Excellence to monitor test plan progress, resolve issues, and ensure alignment with internal standards and regulatory expectations.
Required Qualifications
- Experience supporting regulatory examinations, internal audits, and/or risk and control governance.
- Experience managing end-to-end request workflows, including intake, requirements clarification, stakeholder coordination, and delivery tracking.
- Ability to draft and edit clear, evidence-backed written materials for senior stakeholders and external review.
- Strong project management skills, including planning, prioritization, and managing multiple concurrent deliverables under tight deadlines.
- Demonstrated ability to synthesize complex information from multiple sources into concise summaries and defensible narratives.
- Working knowledge of control testing and issue management concepts (for example: testing methodology, coverage, results, and validation).
- Proficiency with Microsoft Office tools (Excel, PowerPoint, Word, and Outlook) for tracking, reporting, and document management.
- Ability to handle confidential information with sound judgment and attention to detail.
Desired Qualifications
- Experience coordinating regulatory or audit responses, including evidence compilation and formal closure/archiving practices.
- Experience creating executive-ready dashboards and status reporting.
- Knowledge of the regulatory landscape.
- Experience driving process improvement, standardization, or transformation initiatives.
- Familiarity with using automation or generative AI tools to improve drafting, consistency, or efficiency (with appropriate controls).
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