Compliance – Risk Management Global Financial Crimes Lead - Vice President
On-site · Jersey City, New Jersey, United States
Job Summary
Compliance – Risk Management Global Financial Crimes Lead oversees AML/KYC program for the Six Circles Trust, prepares AML/KYC materials and board-level reporting, provides oversight of AML/KYC controls, and communicates key issues to senior management. The role advises on regulatory expectations, guides business and control stakeholders, collaborates across Global Financial Crimes Compliance, and supports internal audits, regulatory examinations, and remediation activities. Requires extensive experience in financial crimes compliance, AML/KYC processes, risk assessment, and strong communication skills to influence cross-functional teams and manage multiple priorities in a highly regulated environment.
Required Qualifications
- 6+ years of experience in financial crimes compliance, risk management, controls, audit, legal, or related roles
- Experience with AML/KYC requirements, customer due diligence, enhanced due diligence, beneficial ownership, suspicious activity escalation, sanctions, or related controls
- Exposure to Private Bank, wealth management, asset management, mutual fund, registered investment company, broker-dealer, or similar business models
- Ability to evaluate AML/KYC control frameworks and assess program execution against regulatory expectations
- Experience with new product or business initiative risk assessments, change governance, issue management, control testing, audit, regulatory examinations, or remediation
- Strong analytical, problem-solving, and judgment skills to identify risk themes and recommend solutions
- Excellent written and verbal communication skills for preparing materials for senior management, governance forums, regulators, auditors, or boards
- Ability to influence cross-functional stakeholders and manage multiple priorities in a fast-paced, highly regulated environment
- Certified Anti-Money Laundering Specialist (CAMS), Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM), or similar compliance certifications (preferred)
- Experience serving in or supporting a Bank Secrecy Act (BSA) Officer, AML Officer, or similar governance role (preferred)
- Experience with mutual fund AML programs, registered investment company requirements, or Investment Company Act-related governance (preferred)
- Knowledge of the Bank Secrecy Act, USA PATRIOT Act, FinCEN requirements, OFAC sanctions, customer due diligence requirements, and AML program expectations (preferred)
- Experience preparing board-level, senior management, regulatory, audit, or compliance committee reporting (preferred)
- Familiarity with process improvement, automation, data quality, or workflow enhancement initiatives within a compliance or control environment (preferred)
Apply with one swipe on Sorce. We auto-fill applications and apply on your behalf — no cover letters, no 40-minute forms.
Hiring someone like this?
Get your role in front of qualified candidates on Sorce.