COMPLIANCE PROGRAM MANAGER
RemoteUnited States
United StatesRemoteFull TimeStartup
Full TimeStartup
Job Summary
Build the Compliance Management System and lead fiduciary, third-party risk, and non-BSA compliance programs for Catena Trust Bank. Operate the affiliate-transaction program governed by Federal Reserve Act sections 23A and 23B, oversee privacy and UDAP obligations, and track regulatory developments to deliver training. Prepare Board materials and support examinations and audits while managing risk assessments, monitoring, and testing within a novel regulated environment.
Required Qualifications
- 5+ years in compliance at a bank or trust company
- ideally with some fiduciary and trust compliance experience under 12 C.F.R. Part 9
- general non-financial crimes compliance
- Strong command of a bank Compliance Management System
- second-line oversight — risk assessment, monitoring and testing, issue management, and reporting
- Understanding of conflicts-of-interest and self-dealing controls in a fiduciary context
- Exceptional writing
- comfort drafting policies, procedures, and Board materials
- Sound judgment and initiative in an ambiguous, build-from-scratch environment
Desired Qualifications
- Hands-on TPRM program experience aligned to OCC Bulletin 2023-17
- vendor and affiliate oversight
- Working knowledge of Regulation W (Sections 23A/23B)
- affiliate-transaction controls
- Exposure to digital assets, stablecoins, or fintech custody and payments
- Experience related to implementing systems that leverage AI and ML to increase quality and productivity within the function
- Experience through a de novo charter
- with OCC supervision
- CRCM or comparable certification
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