Compliance Officer
On-siteDallas, Texas, United States
Job Summary
Provide day-to-day BSA/AML compliance guidance to business and operational stakeholders and serve as a senior subject matter expert for the Bank, Westlake, and internal teams. Coordinate BSA/AML-related requests, escalations, and corrective actions while evaluating regulatory requirements and translating them into operational controls. Conduct risk-based manual and automated testing of BSA/AML controls, review monitoring outputs, and prepare monthly, quarterly, and annual compliance reporting. Support SAR-related investigations, manage 314(a) requests, and coordinate responses to internal and external audits and regulatory examinations. Identify emerging financial crime risks, develop remediation strategies, and deliver compliance training to address identified gaps.
Required Qualifications
- 5+ years of experience in BSA/AML, financial crime compliance, banking, financial services, or regulatory compliance
- Strong knowledge of BSA/AML, OFAC, SAR, CIP/CDD, and 314(a) requirements
- Experience with compliance monitoring, testing, risk assessments, audits, and regulatory examinations
- Strong analytical, investigative, documentation, and communication skills
- Ability to translate regulatory requirements into practical business controls
- Bachelor's degree in Finance, Business, Accounting, Criminal Justice, Compliance, or related field
Desired Qualifications
- CAMS or equivalent certification
- Experience working with financial institutions, bank partners, servicing organizations, or third-party service providers
- Bachelor's degree in Finance, Business, Accounting, Criminal Justice, Compliance, or related field preferred
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