Compliance Officer - Trade Surveillance - VN2849

Surveillance Compliance Officer in New York focusing on Trade Surveillance across asset classes; responsibilities include reviewing alerts, determining true positives vs false positives, escalating with documentation, producing surveillance metrics, and supporting continuous improvements to ensure compliance with SEC, FINRA, NFA, and CFTC requirements. Requires strong understanding of financial markets, data analysis, Microsoft Office (Excel), and prior surveillance experience in a regulated environment. Bachelor’s degree in a related field preferred; salary range $125,000–$175,000 with eligible discretionary bonus. Based in Marex’s New York office with on-site responsibilities.