Compliance Officer
On-site · Hong Kong, Hong Kong
Job Summary
Compliance Officer sought in Hong Kong to support APAC and Global Markets Compliance. Responsibilities include managing APAC Control Room activities (wall crosses, market soundings, MNPI and confidential information controls, and maintenance of the restricted list), liaising with broader compliance teams on SFC filings and internal inquiries, reviewing and enhancing internal compliance policy and procedures, conducting routine internal compliance monitoring and reviews, tracking regulatory change initiatives related to market structure and investments in Hong Kong, and collaborating across the APAC compliance team, Global Markets Compliance, and broader Compliance department.
Required Qualifications
- Bachelor’s degree
- 5-7 years’ relevant experience
- Highly self-motivated, organized, and attentive to detail
- Structured, methodical and consistent in execution
- Adaptable and open to change
- Calm and concise communicator, collaborative and able to engage with staff and varying seniority
- Firm and team-first mindset
Desired Qualifications
- Knowledge of SFC filings and regulations
- Experience in maintaining control room restrictions and approving various deals for multiple investment teams
- Project management skills with Confluence, JIRA and various AI models
- Familiarity with the multi-manager hedge fund model
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