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Kepler CheuvreuxPosted 1 month ago

COMPLIANCE OFFICER - PARIS

HybridParis, Île-de-France, France

Part TimeEnterprise

Job Summary

Execute the permanent control plan, map non-compliance risks, and maintain procedural corpora while monitoring market abuse regulations. Contribute to investor due diligence questionnaires, conduct Level 2 client onboarding and periodic KYC reviews, and ensure counterparty compliance onboarding. Validate commercial documentation, lead compliance training on market abuse and LCB-FT, and advise management teams on regulatory impacts from AMF/ESMA updates. Report findings to the Board of Supervision and support the organization's internal control framework.

Required Qualifications

  • Expérience en conformité dans l'industrie de la gestion d'actifs (minimum 3 à 6 ans)
  • Bonne connaissance du cadre réglementaire français et européen applicable aux SGP (MiFID II, AIFMD, UCITS)
  • Certification AMF requise (ou à obtenir dans les 6 mois de la prise de poste)
  • Anglais professionnel indispensable

Desired Qualifications

  • une sensibilisation au cadre luxembourgeois est un plus

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