Compliance Monitoring Officer
RemoteLondon, England, United Kingdom or United Kingdom
Job Summary
Design and deliver structured compliance monitoring reviews across the business, identifying risks, gaps, and breaches while tracking remediation to completion. Maintain accurate, audit-ready records and validate the effectiveness of Quality Assurance activities as second-line assurance. Present findings to senior management, drive agreed actions to completion, and support regulatory reporting, horizon scanning, and ad hoc compliance advice requests. Investigate and escalate potential breaches or unusual patterns to internal and external stakeholders, including the FCA and ICO. Ensure adherence to regulatory requirements and internal policies at all times while embedding Consumer Duty and good customer outcomes across the organisation.
Required Qualifications
- 2+ years' experience in compliance monitoring within consumer credit
- Solid knowledge of financial services regulation (AML, KYC, GDPR, DISP, CONC, MCOB)
- Strong grounding in risk assessment methodologies and compliance monitoring techniques
- A 2:1 degree (finance, law, business, or related)
- 3 A-levels at grade B or above
- Sharp analytical skills
- Strong attention to detail
- Ability to interpret data and spot patterns
- Excellent written and verbal communication
- Confidence to engage stakeholders at all levels
Desired Qualifications
- experience including secured lending products
- ICA or similar
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