Compliance, Global Banking & Markets Compliance Advisory & Regulatory Audit Management for GSBE, Vice President, Frankfurt
On-site · Frankfurt am Main, Hesse, Germany
Job Summary
Manage GSBE regulatory audits and external audit engagements, ensuring high-quality deliverables while collaborating with stakeholders across Europe. Strong analytical skills, understanding of risk, and internal controls are required. Candidates should possess significant Compliance experience, a thorough knowledge of EU financial regulations, and demonstrate excellent communication skills to present complex issues to management and regulators. The role demands a proactive and organized approach, with the ability to build relationships and navigate a cross-office environment.
Required Qualifications
- University degree
- Minimum of 6 years of Compliance experience
- Fluent in German and English
Desired Qualifications
- Experience with BaFin audits, Securities Trading Act/WpHG and MaRisk/MaComp framework
- Global Markets and/or Wealth Management experience
Apply with one swipe on Sorce. We auto-fill applications and apply on your behalf — no cover letters, no 40-minute forms.
Hiring someone like this?
Get your role in front of qualified candidates on Sorce.