Compliance and Operational Risk Manager - Regulatory Reporting
On-siteLondon, England, United Kingdom
Job Summary
Conduct real-time independent review and challenge of Enterprise Position Monitoring & Disclosures alert activity on a risk-based approach. Provide oversight of EPMD regulatory changes, control enhancements, and remediation initiatives while performing targeted assessments to ensure compliance with applicable laws. Support the development of second-line data testing and EPMD training, and review risk and control self-assessments related to EPMD processes. Partner with regional and global stakeholders to promote effective implementation of regulatory requirements and consistently oversee less experienced team members through coaching and knowledge sharing.
Required Qualifications
- Several years' experience in financial services
- Bachelor's Degree
- Compliance and/or Operational Risk experience
- Knowledge of EPMD-related requirements (e.g. share ownership disclosures, position monitoring) or other regulatory reporting regimes
- Global Markets experience preferred
Desired Qualifications
- Global Risk Management experience
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