Compliance and Operational Risk Manager, Investment Solutions Group
$97,200–$195,000 year
On-siteJersey City, New Jersey, United States or Pennington, New Jersey, United States
Job Summary
Assess risks and effectiveness of Front Line Unit processes and controls to ensure compliance with applicable laws, rules, and regulations while responding to regulatory inquiries, audits, and examinations. Engage in independent compliance and operational risk oversight of Front Line Unit or Control Function performance and third-party vendor relationships. Identify and escalate compliance risk issues or operational risk losses, driving actions to address root causes. Manage inventory of processes, risks, controls, and metrics for risk appetite and limits, and assist in developing independent risk management reporting for governance routines. Analyze applicable laws and regulations to provide practical advice to stakeholders and monitor the regulatory environment for changes. Perform this work in the 1st shift (40 hours/week) in Jersey City, NJ, with an annualized salary range of $97,200 to $195,000.
Required Qualifications
- Minimum of seven years of relevant experience
Desired Qualifications
- Bachelor's Degree in a related field
- Experience in financial services and/or a similarly regulated sector
- May require regulatory examination/registration or certification, depending on jurisdiction and role
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