Compliance Analyst
HybridDeerfield Beach, Florida, United States
Job Summary
Facilitate structured finance and debt transactions by managing SEC and debt compliance activities, coordinating regulatory reporting, and maintaining critical transaction documentation. Support securitizations, warehouse facilities, private placements, term loans, and M&A transactions through due diligence, documentation review, and closing deliverables. Prepare, review, coordinate, and file required SEC reports related to outstanding public securitizations while administering legal agreements, UCC filings, and trustee communications. Oversee matter management and billing processes, partnering with internal departments, outside counsel, and regulatory stakeholders to ensure financing activities and compliance obligations are executed accurately and in accordance with regulatory requirements.
Required Qualifications
- Bachelor's degree in Business, Finance, Legal Studies, Accounting, or a related field
- Experience supporting compliance, corporate legal, treasury, finance, regulatory reporting, or related functions
- Knowledge of SEC reporting requirements, EDGAR filing platforms, debt compliance, contract administration, or related regulatory processes
- Proficiency with Microsoft Office applications
- Ability to learn and utilize business systems and AI-enabled productivity tools
- Strong organizational, project management, and multitasking skills
- Exceptional attention to detail
- Excellent verbal and written communication skills
- Ability to collaborate across multiple departments and external stakeholders
- Strong analytical and critical-thinking skills
- Proactive, self-starter mindset
- Ability to work independently, manage multiple priorities, and meet deadlines in a fast-paced environment
Desired Qualifications
- Experience in a law firm
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