Compliance Analyst
$62,400–$62,400 year
On-site · Charlotte, North Carolina, United States
Job Summary
The Compliance Analyst will manage anti-money laundering investigations, reviewing and analyzing source documents for unusual activity. The role requires strong analytical and decision-making skills for filing Suspicious Activity Reports and providing recommendations. Candidates must have knowledge of BSA, USA PATRIOT Act, OFAC, and compliance management, alongside experience in AML compliance or broker/dealer roles. An Associates or Bachelors Degree is preferred, and applicants should possess excellent communication abilities and be capable of managing a heavy workload.
Required Qualifications
- Possesses banking and brokerage knowledge of the types of information required to do anti-money laundering investigations
- Ability to review and analyze information contained in source documents
- Knowledge of regulatory/compliance risk management and AML related requirements including BSA, USA PATRIOT Act, OFAC
- Excellent verbal and written communication skills
- Ability to identify, investigate and document unusual activity
- Ability to complete work in a timely manner under deadlines and competing requirements
- Self-motivated individual that can work independently
- Ability to adapt to change and take initiative
Desired Qualifications
- Three to five (5) years of experience in AML compliance or Broker/dealer compliance related role
- BSA/AML knowledge
- ACAMS certification
- Broker dealer and international banking experience
- Series 7 and 63 licenses
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