Compliance Advisory Officer
HybridParis, Île-de-France, France
Job Summary
Deliver practical, risk-based regulatory advice to the business across Conduct, Markets, and Wholesale Financial Services regulations. Act as a trusted advisor and primary point of contact for day-to-day regulatory queries, providing timely and pragmatic guidance on MiFID II/MiFIR and other regulatory developments. Support the oversight of TP ICAP's European operations to ensure compliance with applicable regulatory requirements, identify emerging risks, and implement effective mitigation strategies. Partner with Risk, Legal, and other control functions to maintain a coordinated framework, assist in designing compliance controls and policies, and track remediation of regulatory actions. Produce governance and regulatory reporting, deliver training initiatives, and represent Compliance at governance forums. Work as a member of the Compliance team in Paris, reporting to the Compliance Manager.
Required Qualifications
- Significant experience within Compliance, Regulatory Advisory, or Financial Services Regulatory Law
- Proven ability to provide clear, practical regulatory advice and influence business decision-making
- Strong knowledge of MiFID II/MiFIR and the broader European regulatory framework applicable to wholesale financial markets
- Experience interpreting regulatory guidance and external legal advice, translating requirements into practical business solutions
- Demonstrated success in managing complex compliance initiatives and delivering positive stakeholder outcomes
- Strong understanding of wholesale financial markets, including interdealer broking and market structure
- Experience identifying regulatory risks and designing proportionate controls and risk mitigation measures
- Ability to partner effectively with senior stakeholders to implement regulatory and strategic initiatives
- Strong analytical and problem-solving skills, with the ability to balance regulatory obligations against commercial considerations
- Excellent verbal, written, and presentation skills, with the ability to communicate complex issues clearly and succinctly
- Ability to work independently, exercise sound judgement, and take ownership of outcomes
- Knowledge of risk-based frameworks, compliance monitoring, and control design
- Must be based in TP ICAP's offices
Desired Qualifications
- Broad compliance experience across front-office activities, with exposure to post-trade, clearing, and settlement processes
- Knowledge of the regulatory framework applicable to trading venues (MTFs and OTFs)
- Experience supporting operational transformation, process improvement, or automation initiatives
- Proven ability to influence and drive change across multiple stakeholder groups and levels of seniority
- Exposure to fixed income, foreign exchange, commodities, and/or equities markets
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