Compliance Advisor Manager
$151,900–$173,400 year
On-siteRichmond, Virginia, United States or McLean, Virginia, United States
Job Summary
Identify internal and external risks relating to business initiatives and provide guidance on remediation. Maintain subject matter expertise of applicable laws and regulations and perform control assessments for accuracy. Evaluate Internal Audit, Regulatory Exam, and self-identified issues for compliance impacts. Advise lines of business on compliance requirements, including new products, process development, and corrective actions. Assist in developing and maintaining the Compliance Program, including monitoring, reporting, and training. Conduct targeted validations on controls over applicable regulations and UDAAP reviews. Participate in reporting and governance activities for Senior Leadership. Flexibility to travel to various Capital One locations as necessary.
Required Qualifications
- Bachelor's Degree
- military experience
- At least 4 years of experience in compliance, legal, or audit
- Flexibility to travel to various Capital One locations as necessary
Desired Qualifications
- Master's Degree
- Law Degree
- 7+ years of experience in compliance, legal, or audit
- CRCM certification
- ACAMS certification
- CIPP certification
- Strong knowledge of Card Operations, Servicing, Systems and Platforms
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