Client Associate/Registered Client Associate
$49,500–$77,000 year
On-siteLos Angeles, California, United States
Job Summary
Build and maintain professional relationships with clients by assisting them and answering account questions. Take initiative to handle account inquiries, escalate to financial advisors when appropriate, and obtain necessary documentation to adhere to compliance standards. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires, and ACHs in a timely manner while preparing correspondence. Maintain confidentiality in accordance with RBC's Code of Conduct and implement technology changes within a fast-paced, collaborative environment. This role supports financial advisors in managing and growing their business at RBC Wealth Management's Los Angeles branch.
Required Qualifications
- Bachelor's degree or job-related experience
- Strong soft skills including verbal and written communication, people, organizational, and client service skills
- Attention to detail coupled with the mindset of how you can make advisors more efficient and effective
- Series 7 and 66 (or 63/65) licenses, or willingness to obtain upon hire
- Ability to adapt to a rapidly changing business and technology environment
Desired Qualifications
- Financial services experience
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