Chief Compliance Officer (CCO) - US
$200,000–$280,000 year
RemoteUnited States
Job Summary
Lead the SEC registration process for Infra One as a private fund adviser and design written compliance policies covering portfolio management, conflicts of interest, and AML/KYC frameworks. Conduct annual compliance reviews, prepare SEC examination responses, and oversee books and records management while coordinating cybersecurity compliance with IT. Define staffing and systems infrastructure to meet SEC expectations for organizational substance and establish procedures for monitoring sub-advised GPs against fund mandates and risk limits. Advise the US Platform Head on fund structuring, GP selection, and investor eligibility, participating in investment committee meetings to flag regulatory risks early. Own conflicts of interest identification and disclosure, ensuring all material conflicts are documented for fund investors.
Required Qualifications
- 7–12 years of compliance experience at a registered investment adviser (RIA), private fund platform, hedge fund, or PE firm
- Deep knowledge of the Advisers Act, Reg D, Form ADV, and SEC examination standards for private fund advisers
- Hands-on experience with multi-fund governance, sub-adviser monitoring, and conflicts of interest management
- Familiarity with custody rules, AML/KYC frameworks, and cybersecurity compliance standards
- Prior experience with SEC registration, Form ADV filings, and exam cycles
- Entrepreneurial compliance mindset: you thrive in ambiguity and build frameworks from scratch rather than inheriting them
- Cross-functional fluency: you speak the language of operations, finance, and legal—not just compliance
- Practical and proportionate: you understand when regulation requires substance and when it allows flexibility
- Communicator: you can distill complex regulatory requirements into actionable policy for non-compliance teams
- Remote (preferred US timezone overlap with San Francisco HQ)
Desired Qualifications
- Prior exposure to European fund regulation (Luxembourg, Ireland) or multi-jurisdictional platforms
- CPA, JD, or CFA
- CCEP (Certified Compliance and Ethics Professional)
- Exposure to infrastructure or venture fund management
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