Business Oversight Manager
On-siteLondon, England, United Kingdom
Job Summary
Own the execution of the Consumer Duty framework, including fair value assessments, qualitative and quantitative testing, and vulnerable client analysis. Lead business control and oversight activities through sample testing, data analytics, and reviews of centralized control functions to confirm compliance with UK regulatory requirements and firm policies. Report results to the COO, develop remediation proposals, and provide input on the London Branch oversight framework. Support the CEO with sales management data analysis and assist in preparing materials for governance meetings and regulatory reporting. Manage access to key data sources and participate in periodic reviews for new products and regulatory implementations. Requires 3+ years in UK wealth management risk or compliance, advanced Excel skills, and a degree in a numerical discipline.
Required Qualifications
- at least 3 years prior experience in wealth management or similar role
- EXCEL skills (formulae)
- experience handling larger sets of data
- Degree educated
- Motivated, proactive and energetic self-starter who takes ownership
- Detail oriented with an investigative mindset
- strong ability to critically analyse data and produce accurate, reconcilable output
- Be able to take judgement
- Good organizational skills - manage and prioritise multiple tasks across different time horizons within deadlines
- Knowledge/experience of wealth management services and investment products
- wealth management regulatory landscape
- existing experience working within risk or compliance of a UK wealth manager
- strong interest in developing a career within this industry
Desired Qualifications
- Numerical or IT discipline preferred e.g. accounting, economics, finance
- Interest in AI developments
- Excellent MS skills, in particular Excel and PowerPoint
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