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wf/wellsfargojobs1 day ago

Branch Support Manager

$92,000–$145,000 year

On-site · El Segundo, California, United States or Rolling Hills Estates, California, United States

Type
Full Time
Level
Senior Level
Education
Not Specified
Company size
Unknown

Job Summary

Branch Support Manager in Wells Fargo's Wealth and Investment Management leading a team of Client Associates, driving operational excellence, digital onboarding adoption, and risk/compliance improvements. Oversees supervision, work allocation, and day-to-day operations; partners with Market Leaders, Branch/Area Managers, and Brokerage Support; manages resource allocations (people and financial) and talent development; acts as liaison for operational, service, and technology inquiries; supports onboarding and training of new and existing Client Associates; visits branches to coach on operational risk and support practices; ensures adherence to policies, procedures, and regulatory requirements; leads approvals for operational transactions and remediation projects; supports talent development and hiring processes; ensures readiness for new digital tools and cost-effective risk controls.

Required Qualifications

  • 4+ years of Securities industry experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
  • 1+ years of leadership experience
  • US only: FINRA Series 7 and 63 or 7 and 66 examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registration
  • Posting Locations: FINRA licensing and background screening requirements
  • Compliance with state law registration and licensing requirements is mandatory
  • This role desires a FINRA supervisory license and may require working in the assigned office location for at least one year from the hire date
  • Ability to travel up to 20%
  • This position is not eligible for Visa sponsorship
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$92k – $145k / yr

Branch Support Manager · wf/wellsfargojobs

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