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Raymond JamesPosted 1 month ago

Branch Operations Manager-Charleston, SC

$31,200–$31,200 year

On-siteCharleston, South Carolina, United States

Full TimeBachelors DegreeLargeFinancial Services

Job Summary

Manage overall operational efficiency of the branch office under Branch Manager direction, ensuring compliance with firm and regulatory policies. Direct day-to-day operational functions, coordinate branch-home office workflow, and perform self-audit of branch procedures. Assist with confidential matters, compliance visits, expense control, and supply ordering while maintaining petty cash accounting. Recruit, train, and supervise operations associates, conducting ongoing performance management, appraisals, and salary reviews. Evaluate workload to assign staff, ensure adequate daily staffing levels, and coordinate registrations and continuing education. Research and resolve complex client account issues and inquiries.

Required Qualifications

  • Bachelor's degree
  • Three years' experience in the financial services industry
  • Related operational management and supervisory experience
  • SIE
  • Series 7
  • Series 9
  • Series 10
  • Series 63
  • Series 65
  • Series 66
  • Ability to obtain additional securities and advisory state registrations if required by state
  • Bachelor's: Accounting
  • Bachelor's: Business Administration
  • Bachelor's: Finance
  • 6 to 10 years General Experience
  • 13 months to 3 years Manager Experience
  • Up to 50% Travel

Desired Qualifications

  • Related operational management and supervisory experience

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