Audit Manager
On-siteJersey City, New Jersey, United States
Job Summary
Lead and participate in audit engagements from planning to reporting, ensuring quality and timely deliverables that meet departmental and professional standards. Finalize findings, exercise judgment to evaluate control environments, and provide recommendations to strengthen internal controls across wealth management businesses. Collaborate with global colleagues, risk management, compliance, external auditors, and regulators to identify emerging issues and report them to Audit Management. Manage team members through timely reviews and constructive feedback while implementing continuous auditing programs to monitor key metrics and adverse trends. Champion the adoption of AI-enabled tools, data analytics, and automation to drive efficiency and enhance audit quality throughout the engagement lifecycle.
Required Qualifications
- 7+ years of internal or external auditing experience, or relevant Asset and Wealth Management business experience
- Bachelor's degree (or relevant financial services experience)
- Experience with internal audit methodology and the application of those concepts in the delivery and execution of audits
- Solid understanding of internal control concepts, with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated manner
- Knowledge of applicable laws and regulatory requirements (e.g., 12 CFR 9) related to wealth management, investment advisor, broker-dealer and fiduciary activities
- Experience with using data analytics and large language model, as well as champion a culture of innovation
- Strong interpersonal and influencing skills, with the ability to establish credibility and build partnerships with senior business and control partners; adept at presenting complex and sensitive issues to senior management
- To be authorized to work in the United States
Desired Qualifications
- CPA, CIA, and/or Advanced Degree in relevant discipline
- Prior experience with Big 4 accounting firm and/or internal audit department in financial services industry
- Knowledge of private bank, wealth management, workplace solutions products and services, including related fiduciary activities and applicable laws and regulatory requirements
- Experience utilizing AI-enabled productivity tools and data analytics techniques to improve audit quality, efficiency, and risk coverage
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