Audit Manager II (US) - Financial Crimes - Regulatory Issue Validation
$92,220–$149,310 year
On-siteCharlotte, North Carolina, United States or New York, United States
Job Summary
Lead complex regulatory audit engagements in the U.S. Financial Crimes Regulatory Issue Validation function, providing day-to-day leadership, coaching, and guidance to engagement teams. Execute end-to-end audit projects, including developing audit planning memoranda, process risk matrices, and findings grids, while overseeing testing of design and operational effectiveness for regulatory and internal issues. Manage the suite of work required to meet regulatory deadlines, track monitoring items, and lead follow-up on findings from internal audits and regulatory reviews. Serve as an auditor-in-charge, providing specialized advice to stakeholders and senior management on emerging trends, control weaknesses, and process improvements. Collaborate with business lines and external auditors to ensure alignment with enterprise frameworks and escalating key issues to appropriate levels.
Required Qualifications
- Undergraduate degree
- 7+ years of relevant experience
Desired Qualifications
- Experience as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner
- Banking industry audit experience with focus on Financial Crimes Compliance and issue validation
- Relevant professional certifications, or other relevant industry certifications (e.g., CIA, CRCM, CAMS)
- Advanced knowledge of audit standards, procedures, laws, rules, and regulations
- Ability to lead, plan, implement and evaluate program/project activities to ensure completion of audit
- Skilled in mentoring, coaching, and performance management
- Ability to work independently as well as collaboratively in a team environment
- Ability to analyze, organize and prioritize work while meeting multiple deadlines
- Ability to contribute to strategic direction of the audit function and provide advice to senior leadership particularly around process improvement
- Proficient in Microsoft Office Suite (Excel, Word, PowerPoint) and experience with risk management and audit tools
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