Audit Manager
On-siteWestlake, Texas, United States
Job Summary
Assess relevant risks and key controls supporting the firm's financial processes and systems through integrated audits. Identify and assess technological risks, then provide advice to management regarding mitigation. Ensure quality of flowcharts, risk control matrices, narratives, and workpapers while performing control testing and partnering with management on remediation efforts. Collaborate with business, IT, and operations teams to implement preventative and detective controls, developing communications for internal and external audiences. Present findings and recommendations to senior management, including Business Unit controllers and function heads, while tracking action steps to ensure timely remediation. Manage competing priorities of core assurance work and other key tasks within a full-time onsite working model.
Required Qualifications
- Bachelor's degree in Computer Science, Engineering, Information Technology, Information Systems, Accounting, Management Science, or a closely related field (or foreign education equivalent)
- Three (3) years of experience as an Audit Manager (or closely related occupation) evaluating and executing financial statement reporting risks through an integrated approach, focusing on technology controls in a financial service environment
- Master's degree in Computer Science, Engineering, Information Technology, Information Systems, Accounting, Management Science, or a closely related field (or foreign education equivalent)
- One (1) year of experience as an Audit Manager (or closely related occupation) evaluating and executing financial statement reporting risks management through an integrated approach, focusing on technology controls in a financial service environment
- Demonstrated Expertise conducting IT audits and IT SOX testing (IT General Controls (ITGCs), IT Application Controls (ITACs), and IPEs), and integrating financial statement audits
- Maintaining relevant professional certifications or a blend of Public Accounting (IT SOX / SOX) and Internal Audit experience and understanding of general accounting concepts including financial statement risks and controls
- Using GRC tools including wDesk, and Archer
- Demonstrating Expertise performing ITACs, report testing (IPEs), and ITGCs to evaluate internal controls design and operating effectiveness, using data analytic tools (Power BI and Alteryx)
- Assessing business-facing financial risks and implementing action plans
- Demonstrating Expertise documenting audit findings, collaborating with business stakeholders, implementing controls to ensure IT systems and processes comply with relevant regulations and standards, and creating and monitoring controls, using Archer and Workiva
- Assisting with remediation plans, consulting on technology control readiness, and providing regular status to senior management
- Demonstrating Expertise completing high-level quality reviews and control testing (IT application controls, manual controls, and key reports) while providing status updates, audit findings, and recommendations to senior management
- Must be able to lift 50 lbs
Desired Qualifications
- English major preferred
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