Audit Manager: Corporate Compliance Audit (Hybrid)
$138,100–$157,700 year
HybridNew York City, New York, United States or Charlotte, North Carolina, United States
Job Summary
Plan, perform, and lead large/complex enterprise-level audits across diverse business lines and specialty areas. Design and execute compliance audit procedures, including identifying issues, analyzing evidence, and documenting processes. Provide significant input into the development of the annual audit plan while leveraging data and analytical tools throughout planning, fieldwork, and reporting. Establish working relationships with internal and external management to communicate audit results via written reports and oral presentations. Manage audit work and project resources, providing feedback to team members as appropriate. This role requires a self-motivated professional to deliver proactive insights and recommendations within a collaborative environment.
Required Qualifications
- Bachelor's Degree or military experience
- At least 5 years of experience in auditing
- At least 5 years in compliance
- At least 5 years in risk management
- A combination of the above experience
- At least 3 years of experience leading audits
- Performing in the role of auditor-in-charge
- Ability to adapt to change
- Embrace bold ideas
- Intellectually curious
- Like to ask questions and test assumptions
- Seek to deepen relationships and shared objectives with business partners
- Firm believer that data will make you a better Auditor
- Passion for coaching
- Investing in the development of your team
- Create energy and an environment that makes it easy to attract, hire, and retain top talent
- Hybrid work arrangement (3 days per week in-person at one of the listed offices)
- Charlotte, NC location
- McLean, VA location
- New York, NY location
- Plano, TX location
- Richmond, VA location
- Riverwoods, IL location
- Drug-free workplace compliance
- Qualified applicant status consistent with applicable laws regarding criminal background inquiries
Desired Qualifications
- Master's Degree in Accounting
- Master's Degree in Finance
- Master's Degree in Economics
- Master of Business Administration
- Certified Internal Auditor (CIA)
- Certified Public Accountant (CPA)
- Certified Risk Compliance Manager (CRCM)
- A relevant certification
- 6+ years of experience in auditing one of the following areas: consumer compliance, banking or financial services industry, risk management
- 6+ years of experience in banking or the financial services industry
- 1+ years of experience with data analytics tools in support of internal audit
- 1+ years of experience with privacy compliance in the financial services industry
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