Associate, Trade Compliance
On-siteDublin, Leinster, Ireland
Job Summary
Analyze transactions and portfolio holdings against regulatory, client, and internal guidelines while calculating relevant risk metrics. Research and respond to investment guideline inquiries from the Trade Floor and other stakeholders. Monitor compliance alerts to ensure trade activity is reviewed and compliant by the end of each business day. Prepare and distribute compliance reports and management information to relevant internal stakeholders. Partner with Compliance, Technology, and Operations teams to identify opportunities to improve processes, controls, and reporting. Participate in initiatives focused on optimizing, automating, and scaling Trade Compliance processes through technology-enabled solutions. Leverage data analytics, workflow tools, and emerging technologies, including AI-enabled solutions, to support monitoring, investigation, and reporting activities. Contribute to projects that improve data quality, operational efficiency, and the effectiveness of compliance oversight.
Required Qualifications
- Bachelor's degree in Finance, Economics, Accounting, Business, or a related discipline
- 2+ years of professional experience within Compliance, Asset Management, Financial Services, or a related field
- Basic knowledge of global fixed income and equity markets, including financial instruments such as bonds, equities, and derivatives
- Intermediate to advanced proficiency in Microsoft Excel
- Demonstrated ability to analyze data and identify trends, anomalies, or issues requiring investigation
Desired Qualifications
- Experience monitoring transactions within an investment compliance system
- Basic familiarity with AI tools and a willingness to apply AI-enabled capabilities to improve efficiency, research, and problem-solving
- Experience with Bloomberg or similar market data platforms
- CFA designation or active progress toward the CFA Program
- Exposure to automation, workflow, reporting, or data visualization tools such as Power BI, Tableau, Alteryx, or similar platforms
- Familiarity with emerging technologies and AI-enabled tools, and an interest in applying them responsibly within a regulated environment
- Experience participating in process improvement, digital transformation, or technology implementation initiatives
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