Associate Private Client Financial Advisor
On-site · Fort Lauderdale, Florida, United States
Job Summary
Associate Private Client Financial Advisor in Wells Fargo Advisors, Wealth & Investment Management. Participate in Wells Fargo Advisors training program to meet personal, professional, and organizational client service and financial goals within the Financial Advisory - Private Client function. Review basic or tactical client goals and risk tolerance, assess investment profile, and evaluate client financial needs related to lower risk tasks and deliverables with narrower impact. Receive direction from more experienced financial advisors and exercise judgment within the defined parameters of the program while developing understanding of tools, resources, and coaching to provide enhanced service. Provide financial information, investment profiles, and client financial needs to more experienced financial advisors. This LO position includes potential needs assessment and referral of customers interested in dwelling secured products to a SAFE team member; assisting customers without taking an application and without offering or negotiating terms of a dwelling secured transaction. Individuals in LO positions must meet Loan Originator requirements under Regulation Z (LO) outlined in the job expectations. This role requires meeting ongoing regulatory requirements and licensing per FINRA rules; the posting notes this position is not eligible for Visa sponsorship.
Required Qualifications
- 6+ months of Customer Service, Sales, Relationship Building experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
- Successfully completed Securities Industry Essentials (SIE) exam or equivalent
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