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LPL Financial3 weeks ago

Associate Financial Advisor

$74,700–$124,500 year

On-site · Spokane, Washington, United States

Type
Full Time
Level
Mid Level
Education
Bachelors Degree
Company size
Enterprise

Job Summary

Associate Financial Advisor at Fulcrum Financial Group in Spokane, WA. Support the delivery of personalized financial advice, comprehensive planning, and investment management solutions while building and growing client relationships. Responsibilities include helping clients grow and protect assets to meet goals, developing investment strategies based on goals, time horizon, and risk appetite; preparing client communications, forms, and documents for accounts; ensuring compliance; scheduling and preparing for meetings; assisting with client prospecting and marketing; attending coaching sessions to improve skills; and leveraging new tools and resources to improve team productivity. Requires a Bachelor’s degree or equivalent, 3+ years of direct client experience in financial services, FINRA Series 7 and 66 (or 63 and 65) licenses. Preferences include CFP and related licenses; strong proficiency in financial planning concepts, investment products, retirement solutions, and CRM/Microsoft Office; ability to work independently and collaboratively in a fast-paced environment.

Required Qualifications

  • Bachelor’s degree or equivalent working experience
  • 3+ years of direct client experience within the financial services industry
  • FINRA Series 7 and Series 66 (or Series 63 and 65) licenses
  • Core competencies: financial planning principles, investment products, retirement solutions, strong communication and interpersonal skills, Microsoft Office Suite and CRM software
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$75k – $125k / yr

Associate Financial Advisor · LPL Financial

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