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IQ-EQPosted 2 weeks ago
EXPIRED

Associate Executive - Regulatory & Compliance

On-sitePort Louis, Port Louis, Mauritius

Full TimeEntry LevelMediumFINANCE

Job Summary

Conduct multi-jurisdictional KYC reviews, due diligence, sanctions screenings, and account verification to ensure compliant client onboarding and maintenance. Manage KYC documentation, perform file reviews and gap analyses, and recommend remedial actions to ensure accurate, complete, and secure client records. Support FATCA and CRS compliance, monitor regulatory developments, draft and update Key Operating Procedures, and provide timely responses to compliance queries. Deliver high-quality, error-free work within agreed timelines while proactively communicating risks or delays and exercising sound judgment when escalating issues. Collaborate with business teams, support junior colleagues, and protect information assets in line with ISMS requirements.

Required Qualifications

  • Degree in Law or an equivalent qualification
  • At least 2 years of experience
  • Strong knowledge of KYC, AML/CFT, FATCA/CRS, and international compliance frameworks, including FATF recommendations, Basel Committee standards, and EU regulations
  • Ability to identify potential compliance and risk issues, conduct investigations, and apply sound analytical and problem-solving skills to support regulatory requirements
  • High proficiency in Microsoft Word and Excel, with advanced-level skills and the ability to work accurately with compliance documentation and reporting
  • Ability to communicate effectively in both English and French

Desired Qualifications

  • Prior experience in a similar compliance role

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