Associate Control Manager
On-siteLondon, England, United Kingdom
Job Summary
Design and implement control frameworks to ensure compliance with regulatory requirements and internal policies. Collaborate with product development teams to identify and mitigate risks associated with new and existing Investments products. Conduct comprehensive risk assessments for product development and change initiatives, while monitoring and evaluating the effectiveness of existing controls. Provide training and guidance to staff on control processes and risk management practices, contributing to the Compliance and Operational Risk Evaluation program. Partner with colleagues across business, operations, legal, compliance, risk, audit, regulators, and technology to drive rigorous operational risk practices and manage key metrics.
Required Qualifications
- Relevant experience in operational risk management within product, controls, compliance, audit, or a large financial institution, regulator, consulting firm, or retail investments manager
- Ability to perform process walkthroughs and translate process understanding into effective risk identification and control design documentation
- Strong acumen for risk identification, assessment, and development of effective control mechanisms
- Experience partnering with business and stakeholders to manage remediation of operational risk issues
- Good knowledge of investment products and services such as Wealth Management, Managed Investments, Self-Directed Investment
- Strong communication and interpersonal skills, with stakeholder engagement experience at all levels
- Effective time management and prioritization skills
- Knowledge of Agile and hands-on experience using tools such as JIRA and Confluence
Desired Qualifications
- Experience supporting product expansion into new markets
- Proven ability to drive cross-functional initiatives and foster a proactive risk management culture
- Familiarity with regulatory requirements impacting consumer banking investments
- Experience in designing and delivering training or awareness programs
- Ability to analyze and report on operational risk metrics
- Experience working in a global, matrixed organization
- Bachelor's degree in business, finance, or a related field
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