Associate Bank Financial Advisor
On-sitePocatello, Idaho, United States
Job Summary
Review basic or tactical client goals and risk tolerance, assess investment profiles, and evaluate client financial needs related to lower risk tasks and deliverables. Participate in the Wells Fargo Advisors training program to meet personal, professional, and organizational client service and financial goals within the Financial Advisory - Bank function. Needs assess customers and refer those interested in dwelling secured products to a SAFE team member, assisting without taking applications or negotiating terms. This Loan Originator position requires meeting Regulation Z requirements, including a current credit report assessment for financial responsibility and passing a background check. Candidates must obtain FINRA Series 7 and 66 licenses within 90 to 180 days of hire.
Required Qualifications
- 6+ months of Customer Service, Sales, Relationship Building experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
- Successfully completed Securities Industry Essentials (SIE) exam or equivalent
- Must meet the Loan Originator requirements under Regulation Z (LO) outlined in the job expectations
- Must meet the Consumer Financial Protection Bureau qualification requirements and comply with related Wells Fargo policies
- Must meet applicable financial responsibility, character, general financial fitness and criminal background standards
- A current credit report will be used to assess your financial responsibility and credit fitness
- Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position
- FINRA Series 7 and 66 (or 63 and 65) examinations, or equivalent
- State Variable, Life and Health insurance licenses
- Must complete FINRA Series 7 and 66 (or 63 and 65) examinations, or equivalent within either a 90 or 180-day time period following commencement of employment, depending upon the number of license(s) needed if not immediately available to transfer upon hire
- Compliance with state law registration and licensing requirements is mandatory
- Specific product licenses or SAFE licensing may apply
- Must meet enhanced financial fitness and criminal background standards
- Must successfully complete and pass a background check prior to hire
- Must comply with ongoing regulatory obligations, which include periodic screening and mandatory reporting of certain incidents
- Must abide by applicable policy requirements regarding outside activities and/or personal investing
- Must be eligible for employment in the US (not eligible for Visa sponsorship)
Desired Qualifications
- FINRA registration including Series 7 and 66 (or FINRA recognized equivalents)
- State Variable, Life and Health insurance licenses
- Financial services experience
- Client services experience
- Experience developing and managing client relationships
- Sales or sales support experience
- A BS/BA degree or higher
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