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Northern TrustPosted 1 month ago

Associate Audit Director - Risk and Control Enhancement

$114,700–$194,900 year

HybridChicago, Illinois, United States

Full TimeSenior LevelEnterprise

Job Summary

Oversee and lead audit validation activities as part of the Risk and Control Enhancement transformation program, managing all audit activities within assigned areas of responsibility. Establish an effective risk-based audit program by completing risk assessments, proposing changes to the audit universe, and defining coverage and timing. Develop and maintain continuous monitoring activities to keep abreast of changes in business units and corporate functions while partnering with key stakeholders. Interpret risk themes, challenge control design and effectiveness, and translate complex risk topics into practical audit insights. This role supports the performance management process and recruiting and retention of staff for the audit team.

Required Qualifications

  • 12+ years of Enterprise Risk Management (ERM) experience
  • 12+ years of Operational Risk Management (ORM) experience
  • advanced compliance regulation knowledge
  • Strong interpersonal skills
  • Strong analytical skills
  • Strong organizational skills
  • Strong communication skills
  • effective business writing
  • effective presentations
  • Demonstrates strong knowledge of regulatory rules
  • Demonstrates strong knowledge of industry changes
  • Experience of transformation programs
  • Experience of auditing Enterprise Risk Management activities
  • Experience of auditing Operational Risk Management activities
  • Experience of auditing Compliance Risk Management activities
  • Applicants must be authorized to work in the U.S. without the need for employment-based visa sponsorship now or in the future

Desired Qualifications

  • The successful candidate will benefit from having: 12+ years of Enterprise Risk Management (ERM), Operational Risk Management (ORM) experience and advanced compliance regulation knowledge

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