Assistant Vice President Compliance
On-siteLima, Lima Province, Peru
Job Summary
Lead and support the Moody's Local Compliance Program across Latin American jurisdictions by providing regulatory guidance, managing compliance risks, and fostering a strong culture of compliance. Coordinate initiatives across Peru, Colombia, Bolivia, and other designated jurisdictions while serving as the primary liaison with regulators to respond to inquiries and prepare for examinations. Support the development of anti-money laundering frameworks, conduct risk assessments, and advise employees on local policies including securities trading and confidentiality. Prepare training materials, deliver presentations to leadership and boards, and report on emerging risks and horizon analysis. Engage effectively with global stakeholders and build relationships regarding compliance matters.
Required Qualifications
- 4-8 years of compliance and anti-money laundering experience at a financial industry regulator or regulated financial services firm
- Strong written and verbal communication skills with fluency in English and Spanish
- Demonstrated ability to engage effectively with regulators, senior management, and cross-functional stakeholders across multiple jurisdictions
- Strong understanding of financial services regulations, compliance frameworks, and risk management principles
- Highly organized with strong attention to detail and the ability to manage multiple priorities and deadlines
- Ability to adapt to changing business and regulatory environments while exercising sound judgment and independent decision-making
- Unquestionable personal ethics, integrity, inclusion, and trust with a commitment to fostering a culture of compliance
- Basic understanding of artificial intelligence concepts, with curiosity and enthusiasm for learning how AI tools can be used to improve processes and drive efficiency
- Interest in exploring AI systems and a willingness to develop awareness of responsible AI practices, including risk management and ethical use
- Bachelor's degree or higher in Business, Law, Finance, or a related field
Desired Qualifications
- Anti-Money Laundering certification preferred
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