Assistant Vice President, Compliance Monitoring

Assistant Vice President, Compliance Monitoring role at MUFG in Kuala Lumpur focusing on safeguarding the organisation’s reputation by ensuring adherence to internal standards and external regulations. Responsibilities include assisting the Core Compliance Team Leader and Chief Compliance Officer with periodic reviews for compliance with the Bank’s standards and applicable laws, conducting investigations related to Market Conduct Monitoring and trade surveillance, handling customer complaints and investigating incidents of fraud or breaches, drafting and updating compliance policies to align with global and regional standards, providing advisory services on compliance matters, monitoring conflicts of interest, developing continuous improvement recommendations, tracking open compliance issues, and facilitating regional training and disseminating compliance materials to employees.