Assistant Compliance Officer

Ensure compliance with applicable laws, rules, and regulations, including IFSCA, SEBI, Companies Act, and other regulatory guidelines. Prepare and maintain regulatory filings, reports, certifications, and statutory documentation while monitoring circulars to implement required compliance changes. Maintain compliance manuals, SOPs, checklists, and documentation processes. Support internal audits, reviews, and compliance testing, and assist in investor onboarding, KYC/AML verification, and record maintenance. Liaise with regulators, auditors, legal advisors, and external bodies. Conduct periodic compliance reviews, gap analysis, and risk assessments. Support operational teams in maintaining compliance with policies and standards and provide advisory and guidance to internal departments. Investigate compliance issues and recommend corrective actions. Requires a Bachelor's or Master's degree in Law, Finance, or Commerce with 5–10 years of experience in compliance, audit, regulatory, or legal roles.