Asset & Wealth Management, Operational Risk, Issues Management, Associate - Richardson
On-siteRichardson, Texas, United States
Job Summary
Evaluate control issues to ensure conformance to Consumer and Firm requirements, analyze root causes, and drive resolution of issues while ensuring data quality. Aggregate findings to identify key themes and control enhancement opportunities, then develop and report on Key Risk and Control Indicators. Engage with audit partners to monitor findings, assess vendor risks, and perform reviews of operational risk events for timely reporting. Advise businesses on risk mitigation actions and lead senior management presentations on risk metrics. Coordinate governance routines with executive stakeholders and share risk best practices across teams.
Required Qualifications
- Bachelor's degree in Risk Management, Business, Finance, or a related field
- 5+ years related work experience
- Understanding of Consumer banking processes in a risk management context
- Exposure to qualitative and quantitative controls across financial products
- Strong analytical orientation, lateral thinking, organizational, influencing skills and attention to detail
- Ability to perform data analytics using metrics to identify trends and themes
- Excellent communication skills to clearly articulate issues and ideas with different levels of stakeholders
- Innovative, including a keen eye for identifying areas of control enhancements
- Good influencing skills to challenge the status quo and enhance the control environment
- Sound time management skills to be able to effectively prioritize and multi-task
- A mentor / coach to the juniors in the team
- Good interpersonal and teamwork skills to develop strong stakeholder relationships
- The ability to present with impact and build consensus across senior stakeholder groups
- Track record of delivering and enhancing measurable, impactful business outcomes
- 3-5 years banking experience, specifically in operational risk, compliance, internal audit or corporate governance
- Strong knowledge of Risk Assessment Framework and experience performing control assessments
- Working knowledge of financial, operational, compliance, and reputation risks
- Experience aggregating and analyzing various types of risks and data with output to dashboards and/or formal written assessments
- Experience with Tableau or other reporting/ data analytics tools
Desired Qualifications
- CFA, FRM or equivalent professional certifications preferred
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