Asset & Wealth Management, Marcus US Deposits Business Controls & Risk Management, Associate - Richardson
On-siteRichardson, Texas, United States
Job Summary
Execute key control deliverables for issues management, risk reporting, and control assessments to ensure regulatory compliance and protect client assets. Proactively identify business risks, process deficiencies, and gaps in risk management practices by reviewing process documentation and working with stakeholders to identify control gaps. Lead cross-functional 2LOD/3LOD engagement efforts, reconcile engineering roadmaps, and prepare bi-weekly impact assessments for executive audiences. Compile and deliver daily risk escalations, monthly performance reports, and organic growth metrics while facilitating weekly executive approval meetings and shepherding corrective actions for policy non-compliance.
Required Qualifications
- Bachelor's degree in Risk Management, Business, Finance, or a related field
- 5+ years related work experience in an Operational Risk, Audit, Change Management role or transferable knowledge
- Understanding of Consumer banking processes in a risk management context
- Exposure to qualitative and quantitative controls across financial products
- Strong analytical orientation, lateral thinking, organizational, influencing skills and attention to detail
- Ability to perform data analytics using metrics to identify trends and themes
- Excellent communication skills to clearly articulate issues and ideas with different levels of stakeholders
- Innovative, including a keen eye for identifying areas of unmitigated risk
- Good influencing skills to challenge the status quo
- Sound time management skills to be able to effectively prioritize and multi-task
- A mentor / coach to the juniors in the team
- Good interpersonal and teamwork skills to develop strong stakeholder relationships
- The ability to present with impact and build consensus across senior stakeholder groups
- Track record of delivering and enhancing measurable, impactful business outcomes
- Proficiency in Jira and Microsoft tool suite including SharePoint, Excel, Word, and PowerPoint
Desired Qualifications
- 3-5 years banking experience, specifically in operational risk, compliance, internal audit or corporate governance
- Experience in Consumer Banking (Deposits), specifically in operational risk, change management, or compliance
- Working knowledge of financial, operational, compliance, and reputation risks
- Experience working on Audits
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