Asset Management China - AML Investigations Associate
On-siteShanghai, Shanghai, China
Job Summary
Conduct AML and terrorist financing investigations by identifying suspicious transactions, assessing cases for escalation, and filing Suspicious Activity Reports (SARs) in compliance with local and global standards. Manage the transaction monitoring system and manual escalations while ensuring timely SAR filings and adhering to service level agreements. Assess AML trends, partner with regional stakeholders to implement change management, and support cross-training initiatives. Participate in process improvements and respond to audit, regulatory, and quality assurance requests. Collaborate with MLROs and line of business units to update policies and address emerging risks.
Required Qualifications
- Bachelor's Degree in Finance, Economics, Statistical Mathematics, Data Science or related disciplines
- Minimum of 3 years of experience in the Financial Services Industry
- Demonstrated track-record experience and knowledge of either Investment Banking, Commercial Banking, Foreign Correspondent Bank, or Asset Management AML investigations, including proficient understanding of China AML/CFT regulations and requirements
- Ability to own, deep-dive and/or investigate issues and can derive solutions independently, ultimately ensuring successful implementation or resolution
- Proficiency in MS Office (Outlook, Excel, Word, PowerPoint etc.), and the experience to handle large volumes of quantitative data
- Keen interest or experience with data analytics and visualization tools such as Alteryx and Tableau and a good understanding of programming languages such as SQL
- Strong interpersonal or client management skills required to work effectively, influence and/or negotiate desired outcomes with multiple stakeholders and/or senior management
- Attainment of all necessary regulatory licenses (or any other licenses / qualifications as required) for carrying out Asset Management and other regulated activities
Desired Qualifications
- Ability to speak and write Chinese and Business English and requirement to handle China regulatory requirements
- Experience with AML investigation system, technology driven case management tool and/or technology
- Experience with multiple differing line of businesses and/or products and services' AML investigative work and SAR filing
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