AML/KYC Specialist - Analyst / Associate
Hybrid · Lisbon, Lisbon, Portugal
Job Summary
Compliance Analyst/Associate to lead the review and approval process for investor AML/KYC with a strong private fund focus. Responsible for ensuring compliance with AML/KYC regulatory requirements and assisting Legal and Compliance teams with various compliance-focused tasks. Responsibilities include reviewing investor/client AML/KYC documentation, client communications, quarterly reporting and ongoing monitoring; performing third party reliance testing and monitoring; collaborating across business lines on new initiatives and providing compliance guidance; AML screening review and dispositions; and assisting in preparing for and responding to inquiries and audits.
Required Qualifications
- 1-4 years of alternatives experience, preferably with both broker dealer and registered investment advisor experience
- Strong knowledge of the Investment Company Act of 1940, Securities Act of 1933 and Cayman Islands Anti-Money Laundering Regulations
- AML/KYC knowledge of regulatory requirements for private fund investors
- Experience with AML screening resolution vendor tools (LexisNexis, Worldcheck, ComplyAdvantage, etc.)
- Excellent verbal communication skills and strong ability for personal interaction
- Thrives in a fast-paced environment with a continuous learning mindset
- Self-motivated with robust project management and process development skills
- ACAMS certification preferred, but not required
- JD a plus, but not required
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