Alternative Ops Transfer Agency, Associate 2
$45,000–$67,500 year
On-site · Toronto, Ontario, Canada
Job Summary
Associate II in the Transfer Agency AML Team responsible for ensuring assigned AML reviews are completed accurately and on time, including reviewing investor documentation to satisfy AML checklists, liaising with clients/investors to obtain required materials, responding to queries, escalating non-standard items, and maintaining AML logs and client reporting. Role involves day-to-day operations, collaboration with client managers and other units, contributing to audits and regulatory meetings, and driving improvements while delivering strong client service in a fast-paced finance environment.
Required Qualifications
- Degree in Finance and/or Business-related area (minimum 2.2)
- Minimum 2 years Finance/Fund Administration experience (preferable in an Investor Services/Transfer Agency department)
- Good understanding of relevant legislation/regulations surrounding AML standards
- Knowledge of global AML policies and procedures will be a plus
- Proficient in Microsoft Office applications (Excel, PowerPoint, PowerBI, etc.)
- Experience in working to tight deadlines, multi-tasking and working under pressure
- Experience in client relationship management will be a plus
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